-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VXna2DNd5BngNF2Ppkdd8+pYiE+t6iFzpp6gbSvZsLLdxAtG5z6UslWbrYLl5VWP SxpnQlx2/6wX8q/ln7Ybiw== 0001010521-07-000079.txt : 20070201 0001010521-07-000079.hdr.sgml : 20070201 20070201170057 ACCESSION NUMBER: 0001010521-07-000079 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070201 DATE AS OF CHANGE: 20070201 GROUP MEMBERS: JOHN HANCOCK ADVISERS, LLC GROUP MEMBERS: MFC GLOBAL INVESTMENT MANAGEMENT (U.S.), LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ANESIVA, INC. CENTRAL INDEX KEY: 0001131517 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770503399 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79795 FILM NUMBER: 07572478 BUSINESS ADDRESS: STREET 1: 650 GATEWAY BOULEVARD STREET 2: -- CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6506249600 MAIL ADDRESS: STREET 1: 650 GATEWAY BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: CORGENTECH INC DATE OF NAME CHANGE: 20010106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MANULIFE FINANCIAL CORP CENTRAL INDEX KEY: 0001086888 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 200 BLOOR ST EAST STREET 2: NORTH TOWER 11 CITY: TORONTO ONTARIO CANA STATE: A6 ZIP: 00000 BUSINESS PHONE: 4169263500 MAIL ADDRESS: STREET 1: 200 BLOOR ST EAST STREET 2: NORTH TOWER 11 CITY: TORONTO ONTARIO CANA SC 13G 1 anesiva.txt ANESIVA, INC.
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INITIAL SCHEDULE 13G Under the Securities Exchange Act of 1934 Anesiva, Inc. - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 03460L100 - ------------------------------------------------------------------------------- (CUSIP Number) December 31, 2006 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |x| Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). PAGE 1 OF 9 PAGES
- ---------------------- --------------------- CUSIP No. 03460L100 13G Page 2 of 9 Pages - ---------------------- --------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only). Manulife Financial Corporation - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Canada - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- -------------------------------------------------------- Number of 6 SHARED VOTING POWER Shares Beneficially -0- Owned by -------------------------------------------------------- Each 7 SOLE DISPOSITIVE POWER Reporting Person -0- With -------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None, except through its indirect, wholly-owned subsidiaries, John Hancock Advisers, LLC and MFC Global Investment Management (U.S.), LLC - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 See line 9, above. - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC - --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 2 OF 9 PAGES
- ---------------------- --------------------- CUSIP No. 03460L100 13G Page 3 of 9 Pages - ---------------------- --------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only). John Hancock Advisers, LLC - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER -0- -------------------------------------------------------- Number of 6 SHARED VOTING POWER Shares Beneficially 879,900 Owned by -------------------------------------------------------- Each 7 SOLE DISPOSITIVE POWER Reporting Person -0- With --------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 879,900 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 879,900 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.3% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 3 OF 9 PAGES
- ---------------------- --------------------- CUSIP No. 03460L100 13G Page 4 of 9 Pages - ---------------------- --------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only). MFC Global Investment Management (U.S.), LLC - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| N/A - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5 SOLE VOTING POWER 258,000 -------------------------------------------------------- Number of 6 SHARED VOTING POWER Shares Beneficially 879,900 Owned by -------------------------------------------------------- Each 7 SOLE DISPOSITIVE POWER Reporting Person 258,000 With --------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 879,900 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,137,900 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 4 OF 9 PAGES Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) Item 1(a) Name of Issuer: Anesiva, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 650 Gateway Boulevard South San Francisco, California 94080 Item 2(a) Name of Person Filing: This filing is made on behalf of Manulife Financial Corporation ("MFC"), and MFC's indirect, wholly-owned subsidiaries, John Hancock Advisers, LLC ("JHA") and MFC Global Investment Management (U.S.), LLC ("MFC Global (U.S.)"). Item 2(b) Address of the Principal Offices: The principal business offices of MFC are located at 200 Bloor Street, East, Toronto, Ontario, Canada, M4W 1E5. The principal business offices of JHA are located at 601 Congress Street, Boston, Massachusetts 02210. The principal business offices of MFC Global (U.S.) are located at 101 Huntington Street, Boston, Massachusetts 02199. Item 2(c) Citizenship: MFC is organized and exists under the laws of Canada. JHA and MFC Global (U.S.) are organized and exist under the laws of the State of Delaware. Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 03460L100 Item 3 If the Statement is being filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: MFC: (g) (X) Parent Holding Company, in accordance with ss.240.13d-1(b)(ii)(G). JHA: (e) (X) Investment Adviser registered under ss.203 of the Investment Advisers Act of 1940. MFC Global (U.S.): (e) (X) Investment Adviser registered under ss.203 of the Investment Advisers Act of 1940. Item 4 Ownership: (a) Amount Beneficially Owned: JHA has beneficial ownership of 879,900 shares and MFC Global (U.S.) has beneficial ownership of 1,137,900 shares of Common Stock. Through its parent-subsidiary relationship to JHA and MFC Global (U.S.), MFC may be deemed to have beneficial ownership of these same shares. PAGE 5 OF 9 PAGES (b) Percent of Class: Of the 20,299,720 shares outstanding as of October 20, 2006, according to the issuer's quarterly report on form 10-Q for the period ended September 30, 2006, JHA held 4.3% and MFC Global (U.S.) held 5.6%. The aggregate percentage held as of December 31, 2006 (after eliminating double counting as a result of shared investment or voting discretion) by all reporting persons was 5.6%. (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: MFC Global (U.S.) has sole power to vote or to direct the voting of 258,000 shares it beneficially owns. (ii) shared power to vote or to direct the vote: JHA has shared power to vote or to direct the voting of the shares it beneficially owns. MFC Global (U.S.) has shared power to vote or to direct the voting of 879,900 shares it beneficially owns. (iii)sole power to dispose or to direct the disposition of: MFC Global (U.S.) has sole power to dispose or to direct the disposition of 258,000 shares it beneficially owns. (iv) shared power to dispose or to direct the disposition of: JHA has shared power to dispose or to direct the disposition of the shares it beneficially owns. MFC Global (U.S.) has shared power to dispose or to direct the disposition of 879,900 shares it beneficially owns. Item 5 Ownership of Five Percent or Less of a Class: Not applicable. Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not applicable. Item 7 Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: See Items 3 and 4 above. Item 8 Identification and Classification of Members of the Group: Not applicable. Item 9 Notice of Dissolution of a Group: Not applicable. Item 10 Certification: By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. PAGE 6 OF 9 PAGES SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Manulife Financial Corporation By: /s/ Scott A. Lively Name: Scott A. Lively Dated: February 1, 2007 Title: Attorney in Fact* John Hancock Advisers, LLC By: /s/ Francis V. Knox Jr. Name: Francis V. Knox Jr. Dated: February 1, 2007 Title: Vice President and Chief Compliance Officer MFC Global Investment Management (U.S.), LLC By: /s/ Francis V. Knox Jr. Name: Francis V. Knox Jr. Dated: February 1, 2007 Title: Vice President and Chief Compliance Officer * Signed pursuant to a Power of Attorney dated January 31, 2007 included as Exhibit B to this Schedule 13G. PAGE 7 OF 9 PAGES EXHIBIT A JOINT FILING AGREEMENT ---------------------- Manulife Financial Corporation, John Hancock Advisers, LLC and MFC Global Investment Management (U.S.), LLC agree that the Initial Schedule 13G to which this Agreement is attached, relating to the Common Stock of Anesiva, Inc., is filed on behalf of each of them. Manulife Financial Corporation By: /s/ Scott A. Lively Name: Scott A. Lively Dated: February 1, 2007 Title: Attorney in Fact* John Hancock Advisers, LLC By: /s/ Francis V. Knox Jr. Name: Francis V. Knox Jr. Dated: February 1, 2007 Title: Vice President and Chief Compliance Officer MFC Global Investment Management (U.S.), LLC By: /s/ Francis V. Knox Jr. Name: Francis V. Knox Jr. Dated: February 1, 2007 Title: Vice President and Chief Compliance Officer * Signed pursuant to a Power of Attorney dated January 31, 2007 included as Exhibit B to this Schedule 13G. PAGE 8 OF 9 PAGES EXHIBIT B POWER OF ATTORNEY ----------------- KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Emanuel Alves, Lynn Dyer and Scott A. Lively, and each of them, with full power to act without the others, its true and lawful attorneys-in-fact and agents, with full power of substitution, for it and in its name, place and stead, in any and all capacities, to sign any and all instruments, schedules, certificates, agreements and documents, and amendments to the foregoing, that may be necessary, desirable or appropriate to be executed on its behalf, pursuant to Section 13 or Section 16 of the Securities Exchange Act of 1934, as amended, and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, or their substitutes, full power and authority to do and perform each and every act and thing necessary, desirable or appropriate, as fully to all intents and purposes as the undersigned might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents or any of them, or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof. This power of attorney shall be effective until such time as the undersigned delivers a written revocation thereof to the above-named attorneys-in-fact and agents. IN WITNESS WHEREOF, this power of attorney has been signed as of the 31st day of January 2007. Manulife Financial Corporation By: /s/ J-P. Bisnaire --------------------- Name: J-P. Bisnaire Title: Senior Executive Vice President, Business Development and General Counsel PAGE 9 OF 9 PAGES -----END PRIVACY-ENHANCED MESSAGE-----